tastytrade

“Apex Clearing may lend securities held in margin accounts in accordance with applicable regulations, including SEC Rule 15c3-3. Fully paid and excess margin securities are protected under the reserve computation requirements.”

“tastytrade, inc. — CRD# 277027 — Registered with SEC and FINRA; Registration Status: Approved. Firm Type: Broker-Dealer.”

“Registration Status: Approved. This firm is registered with the SEC and FINRA. No disclosure events noted on the BrokerCheck registration status page.”

“Broker-dealers are subject to ... financial responsibility rules, including Rule 15c3-1 (Net Capital Rule) and Rule 15c3-3 (Customer Protection Rule) governing protection of customer funds and securities.”

“tastytrade, inc. — Member, Securities Investor Protection Corporation.”

“The limit of SIPC protection is $500,000, which includes a $250,000 limit for cash.”

“tastytrade account protection page references SIPC membership only. No excess-of-SIPC insurance programme identified.”

“IG Group Holdings plc Annual Report 2024: tastytrade contributed to group revenue and operates under FINRA Net Capital Rule requirements.”

“IG Group Holdings plc Annual Report 2024: tastytrade segment approximately 300,000+ funded accounts.”

“IG Group Holdings plc (LSE: IGG): London Stock Exchange listed. Acquired tastytrade for approximately USD $1 billion in 2021. Audited consolidated annual report published.”

“IG Group Holdings plc (LSE: IGG) is the ultimate parent of tastytrade, Inc. Tom Sosnoff is named President and co-CEO of tastytrade.”

“A broker or dealer shall maintain ... a Special Reserve Bank Account for the Exclusive Benefit of Customers ... and shall promptly obtain and thereafter maintain physical possession or control of all fully paid securities.”

“Apex Clearing Corporation (CRD# 13287): FINRA AWC, February 2025, $3.2M fine. Apex enrolled customers in Fully Paid Lending Program without appropriate grounds; approximately $18M adverse tax consequences remediated to retail investors.”

“tastytrade, inc. — CRD# 277027. Operations beginning approximately 2017 (verify exact registration date on BrokerCheck on publish day).”

“tastytrade ACH withdrawals typically process within 1-3 business days. Wire transfers submitted before cut-off times process same or next business day.”

“Standard identity verification and account status checks apply. No reports of systematic discretionary holds used to discourage withdrawals.”

“Wire transfers (domestic outgoing): $25. ACH transfers: $0.”

“tastytrade charges no account maintenance fees, no inactivity fees, and no monthly fees.”

“FINRA BrokerCheck: AWC Case 2023077032101 (11/06/2024, $30K, Rules 3110+2010, outside-account supervision). AWC Case 2020068991101 (05/29/2026, $200K, Rules 4530(d)+3110, 71 unreported customer complaints Jan 2020-Dec 2023). FINRA checked No on fraudulent/manipulative/deceptive conduct in both.”

“tastytrade Rule 606 Disclosure: tastytrade routes equity and options orders to market makers including Citadel Securities and Virtu Financial. tastytrade receives payment for order flow (PFOF).”