Reference · Brokerage

NinjaTrader Brokerage

Denver, Colorado, USA (NinjaTrader Clearing LLC) · Est. 2003 · Futures

Reference Listing

No composite score

Verified May 14, 2026

ⓘ Regulatory note: CFTC ordered NinjaTrader Clearing to pay $980K in September 2024 for supervisory failures tied to a $10M client-fund fraud (16 victims).

ReferenceReference listing — no composite score. Full scoring methodology for brokerages coming soon.

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Disclosure Flag

{"level":"warning","summary":"CFTC ordered NinjaTrader Clearing to pay $980K in September 2024 for supervisory failures tied to a $10M client-fund fraud (16 victims).","detail":"On September 30, 2024 the CFTC ordered NinjaTrader Clearing LLC to pay a $750,000 civil monetary penalty plus $233,425 in restitution to 16 victims for supervision failures that enabled the Bluprint/Patel $10 million client-fund fraud. A separate NFA $250K AML fine followed in May 2025. The same FCM entity (NFA ID 0309379) also operates the Tradovate brand, which carries the same disclosure.","source_url":"https://www.leaprate.com/financial-services/fines/ninjatrader-ordered-to-pay-over-980000-for-supervision-failures/","date":"2024-09-30"}

Specs verified May 14, 2026 · Subject to change — we update when changes are detected.