Reference · Brokerage

moomoo

Jersey City, New Jersey, USA (Futu Holdings) · Est. 2018 · Stocks, Options, ETFs, Futures

Reference Listing

No composite score

Verified May 14, 2026

ⓘ Regulatory note: FINRA fined Moomoo Financial $750K + $125K in December 2025 for failing to deliver privacy notices to ~450K customers and for unreported large-option positions — administrative, no documented financial harm.

ReferenceReference listing — no composite score. Full scoring methodology for brokerages coming soon.

Other

Disclosure Flag

{"level":"advisory","summary":"FINRA fined Moomoo Financial $750K + $125K in December 2025 for failing to deliver privacy notices to ~450K customers and for unreported large-option positions — administrative, no documented financial harm.","detail":"In December 2025 FINRA imposed two fines on Moomoo Financial: $750,000 for failing to deliver privacy-policy notices to approximately 450,000 customers between 2018 and 2021 and for supervisory failures around influencer communications, and $125,000 for failing to report 4,192 large-option positions across 20,067 instances between 2019 and 2023. FINRA classified both actions as recordkeeping and supervisory failures. The privacy-notice gap affecting 450,000 customers is at the border of client-rights harm, but FINRA did not find documented client financial harm.","source_url":"https://fxnewsgroup.com/forex-news/retail-forex/finra-imposes-750k-fine-on-moomoo-financial/","date":"2025-12"}

Specs verified May 14, 2026 · Subject to change — we update when changes are detected.